SEC / FINRA: Securities and Exchange Commission and FINRA

United States · Nivel 1

Acerca de SEC / FINRA

US securities broker-dealers register with the SEC and are members of FINRA. Customer securities accounts are covered by SIPC up to $500,000 (including $250,000 cash) if a member firm fails.

Brókers licenciados por SEC / FINRA (1)

BrókerEntidad con licenciaN.º de licenciaEstadoPuntuación
Interactive BrokersInteractive Brokers LLCNo indicadoDeclarada por el bróker10.0